FINRA Fines Nomura Securites $125k for Miscalculating Its Net Capital
The Financial Industry Regulatory Authority (FINRA) has hit Nomura Securities International, an institutional brokerage firm, with a censure and fine of $125,000 for allegedly inaccurately calculating its net capital between July 2019 and March 2021 and violating other four rules as a result. AloGatewayis a Global payment processing service and solutions provider able to cater […]